Senior Compliance Officer in Private Banking

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For our client, a fine private bank and subsidiary of one of the largest financial groups in the world, we are looking for a dynamic, committed and motivated senior compliance personality for the Zurich City location . Are you looking for an exciting challenge in a responsible position? Do you value a modern, lively, friendly and yet manageable environment in which you can take on an important role and make a difference yourself?

Senior Compliance Officer in Private Banking (f/m)

Your tasks

  • Ensuring the proper execution of compliance tasks, particularly in connection with securities compliance
  • Monitoring and analysis of regulatory developments in the area of ​​investment advice/asset management and development of appropriate implementation
  • Creation of appropriate instructions, processes and training
  • Carrying out monitoring tasks primarily in the securities/investment business
  • Carrying out controls in the areas of trading, portfolio management and fund settlement
  • Contact person for employee inquiries regarding securities compliance
  • Cooperation with subsidiaries in the area of ​​securities compliance
  • Taking on activities related to the prevention of money laundering and terrorist financing, as well as cross-border financial services

Our requirements

  • Legal or business training and further training in compliance
  • Several years of professional experience in compliance in the financial sector
  • Proactive personality with a confident demeanor
  • Above-average resilience and flexibility
  • Strong communication and consulting skills
  • Native German speaker and very good English skills
  • young, dynamic personality, approx. 30-50 years young

You can expect exciting tasks and the appropriate platform to demonstrate your skills and continue to grow through challenging tasks. Interesting employment conditions and diverse development opportunities are a matter of course for our customers. Interested? We would be happy to receive your electronic application via email. Discretion, quality and professionalism are a matter of course for us

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